Which are the complaints that come under the purview of SEBI?

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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  Which are the matters that cannot be considered as complaints in SEBI's Scores website?
  a. Complaint not pertaining to investment in securities market. b. Anonymous Complaints (except whistleblower complaints). c. Incomplete or un-specific complaints. d. Allegations ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  How are investor complaints handled on SEBI's Scores website?
  It was seen that investors frequently lodged complaint on SCORES without actually taking the matter up with the concerned ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  When are investor complaints disposed of by SEBI's SCORES website?
  Complaints are disposed of by SEBI. a. On receipt of satisfactory action taken report along with supporting documents, if any, ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  What are the difficulties in dealing with investor complaints on SEBI's SCORES website?
  In certain cases, the entity or company denies wrongdoing, and it remains unclear as to who is wrong or ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  How can investors learn more on other issues related to securities market?
  Investors may learn more on other issues related to securities market through FAQs provided in the link below:- http://www.sebi.gov.in/cms/sebi_data/attachdocs/1315458767512.pdf https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doFaq=yes https://investor.sebi.gov.in Source : ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  When can investors refer their case to arbitration?
  If there is any dispute (claims, complaints, differences, etc.) between a client and a member of Stock Exchange (i.e. ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  Can investors take legal action on their own if they suffered wrongdoing?
  Securities and other laws provide important legal rights and remedies if investors have suffered wrongdoing. Acting on their own, ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  Where can the listed companies/ registered intermediaries see the Direct Complaints on SEBI's Scores website?
  Direct Complaints are those complaints where the investor are using the SCORES platform to approach the entity for the ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  Can the listed companies / registered intermediaries who have taken SEBI's Scores website authentication, update their details in SCORES?
  Yes, the SCORES system enables the listed companies / registered intermediaries who have taken SCORES authentication to update on ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  Does the process of SEBI's Scores website authentication impose any cost on the listed company or registered intermediary?
  The process of SCORES authentication is absolutely free of cost. Source : This answer is sourced from SEBI's SCORES portal.
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  Why have stock brokers, sub-brokers and Depository Participants been excluded from taking SEBI's Scores website authentication?
  Investor complaints received against stock brokers, sub-brokers and Depository Participants are not directly routed to the respective entities in ...
  
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  Citizen Helpdesk
  

  Curated Answers from Government Sources .
  Is it necessary for all registered intermediaries and listed companies to take SEBI's Scores website authentication?
  Yes, except stock brokers, sub-brokers and Depository Participants. Source : This answer is sourced from SEBI's SCORES portal.
  
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